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When Prospective Clients Raise Conflicts of Interest

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By Roy Simon [Originally published in NYPRR May 2003]   When you interview a prospective client (Prospect) but the Prospect does not hire you or you turn down the engagement, may you later oppose the Prospect in a substantially related matter? If you personally may not oppose the Prospect, may another lawyer in your firm [&hellip...

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Unbundling of Services & Practice of Law

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By Lazar Emanuel [Originally published in NYPRR May 2003]   Two trends in the practice of law are gathering speed simultaneously but independently. Eventually, they will affect each other in ways that no one can now anticipate. The first trend, born of...

Researching Ethics Issues — List of General Sources

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By Mary C. Daly [Originally published in NYPRR May 2003]   In the March 2003 issue of NYPRR, I discussed those research sources which deal essentially with ethics issues falling under the New York Code of Professional Responsibility and New York statutes...

Lawyer’s Private Misconduct Can Lead to Suspension

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By Lazar Emanuel [Originally published in NYPRR May 2003]   The New York Code of Professional Responsibility anticipates that a lawyer will be held “to the highest standards of ethical conduct” in the management of his private affairs, as well as in...

How Nonlawyers Can Create Conflicts for Lawyers

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By Roy Simon [Originally published in NYPRR April 2003]   Does your law firm check for conflicts of interest when it hires secretaries and paralegals? It should, because non-lawyers can create conflicts for lawyers. This article explains how. The basic...

Court Strikes Key Provisions of N.Y. Judicial Conduct Code

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By Lazar Emanuel [Originally published in NYPRR April 2003]   The decision of Federal District Judge David N. Hurd (Northern District, NY) in Spargo v. New York State Commission on Judicial Conduct [New York Law Journal, 2/26/2003] has received extensive...

Second Circuit Orders Discovery on Debt Collection Practices

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By Lazar Emanuel [Originally published in NYPRR April 2003]   Lawyers who commit all or a substantial part of their law practice to debt collection for clients with a stream of customer claims should be careful to study and comply with the provisions of...

What Do You Mean, I Don’t Get Paid? Fee Forfeiture in New York

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By Ronald C. Minkoff [Originally published in NYPRR March 2003]   Lawyers who are guilty of professional misconduct have much to worry about. They can be sued for malpractice. They can be disqualified from handling a particular case. They can be...

Researching Ethics Issues — List of Sources

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By Mary C. Daly [Originally published in NYPRR March 2003]   The law governing lawyers has grown exponentially more complex over the past decade. As a practical matter, lawyers must devote more time and effort to policing their own conduct and the...

Proposed SEC Standards — Round 2 for SEC Bar

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By Roy Simon [Originally published in NYPRR March 2003]   On Nov. 21, 2002, to comply with the Congressional mandate in §307 of the Sarbanes-Oxley Act of 2002, the SEC issued proposed Standards of Professional Conduct for Attorneys. Among other things,...