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Comments Off on Simon on New Rules: Rule 1.9 Through 1.12 —Conflict Rules
By Roy Simon [Originally published in NYPRR July 2009] This month’s column continues my series on the new New York Rules of Professional Conduct. This section begins with Rule 1.9 and ends with Rule 1.12. Rule 1.9: Duties to Former Clients Rule 1.9,...
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Comments Off on Corporate Family Conflicts: City Bar Speaks
By Roy Simon [Originally published in NYPRR November 2007] In a recent opinion, N.Y. City 2007-3, the New York City Bar’s Committee on Professional and Judicial Ethics asked a very simple question: “May a law firm accept a representation that is...
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Comments Off on How Nonlawyers Can Create Conflicts for Lawyers
By Roy Simon [Originally published in NYPRR April 2003] Does your law firm check for conflicts of interest when it hires secretaries and paralegals? It should, because non-lawyers can create conflicts for lawyers. This article explains how. The basic...
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Comments Off on Nassau County Bar Issues Ethics Opinions 2002-01 & 2002-02
[Originally published in NYPRR July 2002] The Committee on Professional Ethics of the Nassau County Bar Association has issued two new ethics opinions, both dated March 26, 2002. Both present novel issues. Opinion 2002-01 Lawyers A and B...
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Comments Off on Firm Disqualified for Conflict Between Clients
By Lazar Emanuel [Originally published in NYPRR May 2002] In R.M. Buck Construction Corporation v. Village of Sherbourne [#90788 (April 4, 2002)], the Appellate Division, Third Department, ordered the disqualification of Melvin & Melvin LLP, a...
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Comments Off on Ethics Opinions from Other Jurisdictions
[Originally published in NYPRR April 2002] Ohio: Agreement By Law Firm to Pay ‘Promotion’ Fee to Real Estate Agency An Ohio law firm proposed to pay an annual fee to a real estate agency and to discount its fees to the agency’s customers in...
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Comments Off on Dual Representation Proper If No Present Conflict Exists
[Originally published in NYPRR February 2002] In Opinion 01-5, the Nassau County Bar Association Committee on Professional Ethics considered the following question: may a lawyer defend both a stockbroker and her employer in a single litigation in...
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Comments Off on Imputed Conflicts Under DR 1-106
By Roy Simon [Originally published in NYPRR December 2001] My last two articles in NYPRR (Oct. & Nov. 2001) have covered client-to-client conflicts and personal conflicts under the new MDP rules, DRs 1-106 and 1-107, which took effect on Nov. 1,...
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Comments Off on Conflicts and Referral Fees
By Lazar Emanuel [Originally published in NYPRR November] In Ethics Opinion 745, the NYSBA considered the issue of referrals to another lawyer by a lawyer who is disqualified from continuing a representation by virtue of a conflict of interest. The...
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Comments Off on Lawyer May Not Refer Client to Spouse’s Title Company
By Lazar Emanuel [Originally published in NYPRR June 2001] In NYSBA Opinion 738, released on April 16, 2001, the State Bar Committee reviewed a number of prior Ethics Opinions dealing with the conflicts which can arise when a lawyer or law firm...